Initial Information.

Initial information in accordance with Section 15 of the Regulation on Insurance Mediation and Advice (VersVermV)

Business name and address

Legal status

Insurance broker with a licence under Section 34d(1) of the German Trade Regulation Act (GewO), Federal Republic of Germany

Competent supervisory authority

For the granting of authorisation pursuant to Section 34d of the German Trade Regulation Act (GewO): Braunschweig Chamber of Industry and Commerce, Brabandtstraße 11, 38100 Braunschweig
Telephone +49 531 4715-0, email info@braunschweig.ihk.de, www.ihk.de/braunschweig

Registration number in the insurance intermediary register

D-EGH3-M5YFD-40

Registration authority of the intermediary register

The entry can be verified as follows:
DIHK – German Chamber of Industry and Commerce
Breite Straße 29, 10178 Berlin, Germany
Enquiries by phone: +49 30 20308-0 or info@dihk.de
Register lookup at www.vermittlerregister.info using the register number stated above

Shareholdings

There are no direct or indirect holdings exceeding 10 per cent of the voting rights or capital of any insurance company. Similarly, no insurance company or parent company of an insurance company holds a direct or indirect stake exceeding 10 per cent of the voting rights or capital of the intermediary.

Complaints

Complaints may be made directly to Alexander Weißbrich at any time: Am Uhlenbusch 3, 38108 Braunschweig, email info@weissbrich-finance.com, telephone 0176 1222 1110.

Arbitration bodies for out-of-court dispute resolution

In the event of a dispute, the client may contact the following arbitration bodies for the purpose of out-of-court dispute resolution. The intermediary is obliged to participate in the arbitration proceedings in accordance with Section 17(4) of the VersVermV.

Versicherungsombudsmann e.V. (Insurance Ombudsman)
PO Box 08 06 32, 10006 Berlin
www.versicherungsombudsmann.de

Ombudsmann Private Kranken- und Pflegeversicherung (Ombudsman for Private Health and Long-Term Care Insurance)
PO Box 06 02 22, 10052 Berlin
www.pkv-ombudsmann.de

Schlichtungsstelle für gewerbliche Versicherungs-, Anlage- und Kreditvermittlung (Arbitration Body for Commercial Insurance, Investment and Credit Brokerage)
Barmbeker Straße 2, 22303 Hamburg
www.schlichtung-finanzberatung.de

Advice

The role also involves providing advice.

Nature and source of remuneration

Remuneration for the services provided takes the form of:

• a specifically agreed payment by the client, or as
• commission included in the insurance premium, which is paid out by the respective insurance company, or as
• a combination of both.

This depends on the client’s wishes and needs and on the insurance products that may be arranged.

In addition to the remuneration agreed with the broker, further taxes or costs may apply which are not paid via the broker or invoiced by them, such as costs charged by the product providers.

Initial information in accordance with Section 12 of the Regulation on Financial Investment Mediation (Finanzanlagenvermittlungsverordnung – FinVermV)

Business name and address

Legal status

Financial investment intermediary pursuant to Section 34f(1) no. 1 of the German Trade Regulation Act (GewO), Federal Republic of Germany

Competent supervisory authority

For the granting of authorisation pursuant to Section 34f of the German Trade Regulation Act (GewO): Braunschweig Chamber of Industry and Commerce, Brabandtstraße 11, 38100 Braunschweig
Telephone +49 531 4715-0, email info@braunschweig.ihk.de, www.ihk.de/braunschweig

Registration number in the financial investment intermediary register

D-F-111-V5MH-93

Registration authority of the intermediary register

The entry can be verified as follows:
DIHK – German Chamber of Industry and Commerce
Breite Straße 29, 10178 Berlin, Germany
Enquiries by phone: +49 30 20308-0 or info@dihk.de
Register lookup at www.vermittlerregister.info using the register number stated above

Complaints

Complaints may be made directly to Alexander Weißbrich at any time: Am Uhlenbusch 3, 38108 Braunschweig, email info@weissbrich-finance.com, telephone 0176 1222 1110.

Arbitration bodies for out-of-court dispute resolution

In the event of a dispute, the client may contact the following arbitration body for the purpose of out-of-court dispute resolution:
Schlichtungsstelle für gewerbliche Versicherungs-, Anlage- und Kreditvermittlung (Arbitration Body for Commercial Insurance, Investment and Credit Brokerage)
Barmbeker Straße 2, 22303 Hamburg
www.schlichtung-finanzberatung.de

Issuers and providers for whose financial investments brokerage or advisory services are offered

Brokerage and advisory services are provided in relation to financial investments across the entire spectrum of the market available in Germany, insofar as this is permitted under the official authorisation as a financial investment intermediary/adviser pursuant to Section 34f of the German Trade Regulation Act (GewO).

Nature and source of remuneration

In connection with investment advice or brokerage, remuneration may be paid by the investor, by third parties (product providers) or a combination of both. This depends on the investor’s wishes and needs, and on the financial products being brokered. Where the remuneration components are paid by the investor, this is subject to a separate remuneration agreement to be concluded accordingly.

In addition to the remuneration agreed with the broker, further taxes or costs may apply which are not paid via the broker or invoiced by them, such as costs charged by product providers or custodian banks.

Risk Disclosure

Financial investments such as investment funds involve specific risks. Their value is subject to fluctuations in the financial markets over which the intermediary has no control. Past performance is not an indicator of future results.